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Detailed Report
ALAN RAYMOND FOLEY
CRD#: 2091872
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2150 MAIN ST
STE 1
RED BLUFF, CA 96080-2372
Registration History
19901995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (27 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1990 - Present (34 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1990 - 2006 (15 years)
License(s)

State Registrations

B
Alaska 10/9/2014
B
Montana 11/30/2017
B
Arizona 6/29/2009
B
Nevada 9/25/2009
B
Arkansas 10/11/2021
B
New Mexico 7/11/2017
B
California 1/4/1995
B
New York 8/11/2017
IA
California 12/15/1997
B
North Carolina 3/28/2023
B
Colorado 9/30/2015
B
Oregon 6/10/1998
B
Florida 3/3/1992
B
Pennsylvania 10/27/2022
B
Idaho 1/7/2016
B
South Dakota 9/11/2019
B
Iowa 9/7/1990
B
Tennessee 2/5/2009
B
Massachusetts 7/3/2015
B
Texas 3/21/2019
B
Michigan 1/3/2014
IA
Texas 3/21/2019
B
Minnesota 10/27/2022
B
Washington 1/19/2010
B
Mississippi 8/29/2022

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2150 MAIN ST STE 1, RED BLUFF, CA 96080-2372
317 3RD ST STE 9, EUREKA, CA 95501-0487
Registered with this firm since 12/15/1997
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2150 MAIN ST STE 1, RED BLUFF, CA 96080-2372
317 3RD ST STE 9, EUREKA, CA 95501-0487
Registered with this firm since 9/4/1990
Previous Registration(s)
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B
 09/04/1990 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.