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LEIGH ERAN EINHORN
LEE EINHORN
CRD#: 2091410
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 190 RIVER RD
[RBO]
SUMMIT, NJ 07901
Registration History
199019952000200520102015202020252 FIRMS1990 - 1993 (3 years)IAWELLS FARGO ADVISORS (CRD# 19616)2004 - Present (21 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 2000 (4 years)BMARKETING ONE SECURITIES, INC. (CRD# 16611)1994 - 1996 (1 year)
Disclosure(s)
View By:
1/9/2023
Customer Dispute
Settled
12/21/2022
Customer Dispute
Settled
12/14/2016
Customer Dispute
Settled
12/11/2015
Customer Dispute
Denied
2/1/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/13/2020

IA
New Jersey 1/6/2004

B
California 3/7/2006

B
New York 10/1/2000

B
Connecticut 3/7/2006

B
North Carolina 5/2/2019

B
Delaware 11/30/2022

B
Pennsylvania 11/30/2023

B
Florida 10/1/2000

B
South Carolina 8/2/2010

B
Georgia 2/3/2022

B
Utah 11/2/2023

B
Maryland 10/18/2013

B
Virginia 11/13/2017

B
New Jersey 10/1/2000

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
190 RIVER RD [RBO], SUMMIT, NJ 07901
KINNELON, NJ
Registered with this firm since 1/6/2004

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
190 RIVER RD [RBO], SUMMIT, NJ 07901
KINNELON, NJ
Registered with this firm since 10/1/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/01/1996 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
02/12/1994 - 01/01/1996 MARKETING ONE SECURITIES, INC. (CRD#:16611) PORTLAND, OR
B
09/19/1990 - 10/21/1993 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
09/19/1990 - 10/21/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.