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LAWRENCE ARNOLD GOLDMAN
CRD#: 2090633
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6306 N. CICERO
CHICAGO, IL 60646-4422
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 6306 N. CICERO
CHICAGO, IL 60646
Registration History
19751980198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)1998 - Present (27 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)1990 - Present (34 years)
Disclosure(s)
View By:
11/26/1975
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 1/19/2007

B
Michigan 12/1/1992

B
California 5/10/2004

B
Minnesota 3/23/2021

B
Colorado 4/23/2001

B
Oklahoma 4/23/2001

B
Florida 7/3/2001

IA
Texas 11/23/2015

B
Illinois 5/7/1991

B
Texas 10/13/2021

IA
Illinois 2/16/1998

B
Wisconsin 10/23/2006

B
Indiana 10/1/1992

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6306 N. CICERO, CHICAGO, IL 60646-4422
Registered with this firm since 2/16/1998

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
6306 N. CICERO, CHICAGO, IL 60646
DEERFIELD, IL
Registered with this firm since 11/20/1990

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.