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James A Halabi
JAMES ANTOINE HALABI
CRD#: 2090316
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12435 Park Potomac Ave
Suite R-3
Potomac, MD 20854
Registration History
19952000200520102015202020252 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2019 (1 year)2 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2019 - 2024 (5 years)BR. W. PRESSPRICH & CO., INC. (CRD# 26460)2002 - 2006 (4 years)BREFCO SECURITIES, LLC (CRD# 14094)1997 - 2002 (4 years)BBERSEC INTERNATIONAL CORPORATION (CRD# 23530)1993 - 1997 (3 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2019 - 2023 (4 years)IATD AMERITRADE, INC. (CRD# 7870)2019 - 2022 (3 years)
License(s)

State Registrations

B
California 1/26/2022

B
Michigan 1/26/2022

B
Colorado 1/26/2022

B
New Jersey 1/26/2022

B
Delaware 9/17/2024

B
New York 1/26/2022

B
District of Columbia 1/26/2022

B
Ohio 1/26/2022

B
Florida 1/26/2022

B
Pennsylvania 3/3/2022

B
Georgia 1/26/2022

B
South Carolina 1/26/2022

B
Illinois 1/26/2022

B
Texas 1/26/2022

B
Louisiana 9/17/2024

B
Utah 1/31/2022

B
Maryland 1/26/2022

B
Virginia 2/24/2022

IA
Maryland 1/26/2022

B
Washington 1/26/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12435 Park Potomac Ave Suite R-3, Potomac, MD 20854
Registered with this firm since 1/26/2022

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12435 Park Potomac Ave Suite R-3, Potomac, MD 20854
Registered with this firm since 1/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/12/2019 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Potomac, MD
IA
04/12/2019 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Potomac, MD
IA
04/12/2019 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Potomac, MD
IA
09/05/2017 - 01/30/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Kensington, MD
B
09/05/2017 - 01/30/2019 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) Kensington, MD
IA
01/28/2015 - 09/07/2017 CAPITAL ONE ADVISORS, LLC (CRD#:136865) SEATTLE, WA
B
01/02/2015 - 09/07/2017 CAPITAL ONE INVESTING, LLC (CRD#:45744) MCLEAN, VA
IA
08/16/2012 - 01/28/2015 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
08/16/2012 - 01/02/2015 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) MCLEAN, VA
IA
06/15/2011 - 08/02/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) VIENNA, VA
B
06/20/2011 - 08/02/2012 MML INVESTORS SERVICES, LLC (CRD#:10409) VIENNA, VA
IA
11/26/2007 - 09/16/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WHEATON, MD
B
11/26/2007 - 09/16/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) WHEATON, MD
IA
11/14/2006 - 09/11/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ROCKVILLE, MD
B
11/02/2006 - 09/11/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROCKVILLE, MD
B
06/20/2002 - 09/12/2006 R. W. PRESSPRICH & CO., INC. (CRD#:26460) NEW YORK, NY
B
07/07/1997 - 06/04/2002 REFCO SECURITIES, LLC (CRD#:14094) NEW YORK, NY
B
11/17/1993 - 07/14/1997 BERSEC INTERNATIONAL CORPORATION (CRD#:23530)
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Broker
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Investment Adviser
Disclosures
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