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Detailed Report
GARY PACKNICK
CRD#: 2090047
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LEBANON, NH
CETERA ADVISOR NETWORKS LLCCRD#: 13572 LEBANON, NH
Registration History
199019952000200520102015202020252 FIRMS1997 - 2007 (10 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2007 - 2019 (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1997 (6 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2007 - 2021 (13 years)
License(s)

State Registrations

B
Colorado 12/3/2020
B
South Carolina 1/4/2024
B
Connecticut 9/20/2019
B
Vermont 9/20/2019
B
New Hampshire 9/20/2019
B
Virginia 11/20/2023
IA
New Hampshire 6/29/2023
B
Washington 9/20/2019
B
New York 9/20/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
LEBANON, NH
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
LEBANON, NH
Registered with this firm since 9/20/2019
Previous Registration(s)
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IA
 05/20/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 10/12/2007 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) LEBANON, NH
B
 10/15/2007 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) LEBANON, NH
IA
 07/29/1997 - 10/29/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIDDLEBURY, CT
B
 07/11/1997 - 10/29/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) MIDDLEBURY, CT
B
 09/19/1990 - 07/21/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.