Individual Firm
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GARY PACKNICK
CRD#: 2090047
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LEBANON, NH
CETERA ADVISOR NETWORKS LLCCRD#: 13572 LEBANON, NH
0
Disclosures
34
Years of Experience
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State Registrations
B
Colorado 12/3/2020
B
South Carolina 1/4/2024
B
Connecticut 9/20/2019
B
Vermont 9/20/2019
B
New Hampshire 9/20/2019
B
Virginia 11/20/2023
IA
New Hampshire 6/29/2023
B
Washington 9/20/2019
B
New York 9/20/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 10/12/2007 - 05/20/2021 | LEBANON, NH | |
B | 10/15/2007 - 09/20/2019 | LEBANON, NH | |
IA | 07/29/1997 - 10/29/2007 | MIDDLEBURY, CT | |
B | 07/11/1997 - 10/29/2007 | MIDDLEBURY, CT | |
B | 09/19/1990 - 07/21/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.