• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TIMOTHY DAVID GAY
CRD#: 2088613
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 3008 COLUMBIA AVENUE
LANCASTER, PA 17603
Registration History
199019952000200520102015202020252 FIRMS1990 - 1992 (1 year)2 FIRMS2017 - Present (7 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)1993 - 2017 (24 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2008 - 2017 (9 years)
License(s)

State Registrations

B
Florida 11/29/2017

IA
Pennsylvania 11/29/2017

B
Pennsylvania 11/29/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
3008 COLUMBIA AVENUE, LANCASTER, PA 17603
2938 COLUMBIA AVE SUITE 802, LANCASTER, PA 17503
Registered with this firm since 11/29/2017

B
LPL FINANCIAL LLC (CRD#:6413)
3008 COLUMBIA AVENUE, LANCASTER, PA 17603
2938 COLUMBIA AVE SUITE 802, LANCASTER, PA 17503
Registered with this firm since 11/29/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/20/2008 - 11/29/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) LANCASTER, PA
B
03/08/1993 - 11/29/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) LANCASTER, PA
B
10/15/1990 - 02/27/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
10/15/1990 - 02/27/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.