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Detailed Report
JESSE JOE ARRIAGA
JESSE J ARRIAGA
CRD#: 2088330
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn St
Floor 13
Chicago, IL 60603
Registration History
20002002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BTRADESTATION SECURITIES, INC. (CRD# 39473)2015 - 2016 (1 year)BINTL FCSTONE SECURITIES INC. (CRD# 45993)2014 - 2014 (<1 year)BFCC INVESTMENTS, INC. (CRD# 10373)2011 - 2013 (2 years)BPRUDENTIAL BACHE SECURITIES, LLC (CRD# 127733)2004 - 2008 (4 years)BPRUDENTIAL EQUITY GROUP, INC. (CRD# 7471)1999 - 2004 (4 years)
License(s)

State Registrations

B
Alabama 10/26/2016
B
Montana 10/26/2016
B
Alaska 10/26/2016
B
Nebraska 10/26/2016
B
Arizona 10/26/2016
B
Nevada 10/26/2016
B
Arkansas 10/26/2016
B
New Hampshire 10/26/2016
B
California 10/26/2016
B
New Jersey 10/26/2016
B
Colorado 10/26/2016
B
New Mexico 10/26/2016
B
Connecticut 10/26/2016
B
New York 10/26/2016
B
Delaware 10/26/2016
B
North Carolina 10/25/2016
B
District of Columbia 10/26/2016
B
North Dakota 10/26/2016
B
Florida 10/26/2016
B
Ohio 10/26/2016
B
Georgia 10/26/2016
B
Oklahoma 10/26/2016
B
Hawaii 10/26/2016
B
Oregon 10/26/2016
B
Idaho 10/26/2016
B
Pennsylvania 10/26/2016
B
Illinois 10/21/2016
B
Puerto Rico 10/26/2016
IA
Illinois 7/26/2018
B
Rhode Island 10/26/2016
B
Indiana 10/26/2016
B
South Carolina 10/26/2016
B
Iowa 10/26/2016
B
South Dakota 10/26/2016
B
Kansas 10/26/2016
B
Tennessee 10/26/2016
B
Kentucky 10/26/2016
B
Texas 10/21/2016
B
Louisiana 10/26/2016
B
Utah 10/26/2016
B
Maine 10/26/2016
B
Vermont 10/26/2016
B
Maryland 10/26/2016
B
Virgin Islands 10/26/2016
B
Massachusetts 10/26/2016
B
Virginia 10/26/2016
B
Michigan 10/26/2016
B
Washington 10/26/2016
B
Minnesota 10/26/2016
B
West Virginia 10/26/2016
B
Mississippi 10/26/2016
B
Wisconsin 10/26/2016
B
Missouri 10/26/2016
B
Wyoming 10/26/2016

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St Floor 13, Chicago, IL 60603
Chicago, IL
Registered with this firm since 7/26/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn St Floor 13, Chicago, IL 60603
Chicago, IL
Registered with this firm since 10/21/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/18/2015 - 04/23/2016 TRADESTATION SECURITIES, INC. (CRD#:39473) CHICAGO, IL
B
 04/07/2014 - 04/08/2014 INTL FCSTONE SECURITIES INC. (CRD#:45993) WINTER PARK, FL
B
 05/27/2011 - 05/01/2013 FCC INVESTMENTS, INC. (CRD#:10373) CHICAGO, IL
B
 01/01/2004 - 12/04/2008 PRUDENTIAL BACHE SECURITIES, LLC (CRD#:127733) CHICAGO, IL
B
 10/25/1999 - 01/01/2004 PRUDENTIAL EQUITY GROUP, INC. (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.