Individual Firm
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DAVID JAMES CUNNINGHAM
DAVE CUNNINGHAM
CRD#: 2087624
IA
B
LW ADVISORS, L.L.C.CRD#: 177512 2404 FOREST DRIVE
#240
DES MOINES, IA 50312
#240
DES MOINES, IA 50312
0
Disclosures
34
Years of Experience
View By:
State Registrations
IA
Iowa 5/11/2015
IA
Registered with this firm since 5/11/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/08/2010 - 05/12/2015 | DES MOINES, IA | |
B | 05/01/2012 - 05/11/2015 | DES MOINES, IA | |
IA | 12/01/2009 - 05/03/2012 | DES MOINES, IA | |
B | 12/01/2009 - 05/03/2012 | DES MOINES, IA | |
IA | 03/03/1999 - 12/15/2009 | DES MOINES, IA | |
B | 02/25/1999 - 12/15/2009 | DES MOINES, IA | |
IA | 05/03/1999 - 12/13/2005 | DES MOINES, IA | |
B | 10/03/1990 - 03/09/1999 | MINNEAPOLIS, MN | |
B | 10/03/1990 - 03/09/1999 | MINNEAPOLIS, MN |
DES MOINES, IA
05/03/1999 - 12/13/2005
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.