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MEREDITH LYNNE BARWICK
MERREDITH LYNNE BARWICK, MEREDITH SWENTOR, MERREDITH LYNNE SWENTOR
CRD#: 2087472
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
DIVISION - SOUTHEAST
ATLANTA, GA 30326
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - Present (26 years)
Disclosure(s)
View By:
10/17/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/21/2010

B
Montana 12/12/2023

B
Alaska 12/12/2023

B
Nebraska 12/12/2023

B
Arizona 12/12/2023

B
Nevada 12/12/2023

B
Arkansas 12/12/2023

B
New Hampshire 12/12/2023

B
California 12/12/2023

B
New Jersey 12/12/2023

B
Colorado 12/12/2023

B
New Mexico 12/12/2023

B
Connecticut 12/12/2023

B
New York 12/12/2023

B
Delaware 12/12/2023

B
North Carolina 6/22/2010

B
District of Columbia 12/12/2023

B
North Dakota 12/12/2023

B
Florida 12/10/1998

B
Ohio 12/12/2023

IA
Florida 12/10/1998

B
Oklahoma 12/12/2023

B
Georgia 7/3/2006

B
Oregon 12/12/2023

IA
Georgia 5/4/2011

B
Pennsylvania 12/12/2023

B
Hawaii 12/12/2023

B
Puerto Rico 11/15/2011

B
Idaho 12/12/2023

B
Rhode Island 12/12/2023

B
Illinois 12/12/2023

B
South Carolina 6/21/2010

B
Indiana 12/12/2023

B
South Dakota 12/12/2023

B
Iowa 12/12/2023

B
Tennessee 6/21/2010

B
Kansas 12/12/2023

IA
Texas 1/25/2013

B
Kentucky 12/12/2023

B
Texas 12/12/2023

B
Louisiana 6/21/2010

B
Utah 12/12/2023

B
Maine 12/12/2023

B
Vermont 12/12/2023

B
Maryland 12/12/2023

B
Virgin Islands 11/15/2011

B
Massachusetts 2/28/2020

B
Virginia 6/21/2010

B
Michigan 12/12/2023

B
Washington 12/12/2023

B
Minnesota 12/12/2023

B
West Virginia 6/21/2010

B
Mississippi 6/21/2010

B
Wisconsin 12/12/2023

B
Missouri 12/12/2023

B
Wyoming 12/12/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE DIVISION - SOUTHEAST, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 12/10/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE DIVISION - SOUTHEAST, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 12/7/1998

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.