Individual Firm
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PAUL STEPHEN FEDORKO
CRD#: 2085334
IA
B
LPL FINANCIAL LLCCRD#: 6413 8920 HOLLY AVE NE STE B
ALBUQUERQUE, NM 87122
ALBUQUERQUE, NM 87122
View By:
9/30/2011
Customer Dispute
Denied
State Registrations
B
Alaska 5/2/2024
B
New Jersey 5/18/2022
B
Arizona 5/18/2022
B
New Mexico 5/18/2022
B
California 5/18/2022
IA
New Mexico 5/18/2022
IA
California 5/18/2022
B
New York 5/18/2022
B
Colorado 5/18/2022
B
North Carolina 5/18/2022
B
District of Columbia 5/18/2022
B
North Dakota 5/18/2022
B
Florida 5/18/2022
B
Ohio 6/14/2022
B
Hawaii 5/18/2023
B
Oregon 5/18/2022
B
Idaho 5/18/2022
B
Pennsylvania 5/18/2022
B
Indiana 5/18/2022
B
South Carolina 5/18/2022
B
Kansas 5/18/2022
B
South Dakota 5/18/2022
B
Maryland 5/18/2022
B
Tennessee 5/18/2022
B
Michigan 5/18/2022
B
Texas 5/18/2022
B
Minnesota 5/18/2022
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Texas 5/26/2022
B
Mississippi 5/18/2022
B
Utah 6/14/2022
B
Missouri 5/18/2022
B
Washington 5/18/2022
B
Montana 5/18/2022
B
Wisconsin 5/18/2022
B
Nevada 5/18/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/18/2022
B
Registered with this firm since 5/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/31/2005 - 05/18/2022 | ALBUQUERQUE, NM | |
B | 06/08/2000 - 05/18/2022 | ALBUQUERQUE, NM | |
B | 08/03/1998 - 05/17/2000 | PURCHASE, NY | |
B | 06/22/1998 - 08/03/1998 | ||
B | 07/17/1996 - 05/12/1998 | PURCHASE, NY | |
B | 03/25/1996 - 07/01/1996 | ||
B | 09/24/1990 - 12/04/1995 | NEWARK, NJ | |
B | 09/24/1990 - 12/10/1993 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.