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Detailed Report
ROBIN DALE MORRELL
ROBIN D MORRELL, Robin Morrell, Robin Dale Reed
CRD#: 2084932
IA
Investment Adviser
B
Broker
FIRST HEARTLAND CONSULTANTS, INC.CRD#: 110377 Weare, NH
FIRST HEARTLAND CAPITAL, INC.CRD#: 32460 27 DANIELS RD
WEARE, NH 03281
Registration History
199019952000200520102015202020252 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 2006 (16 years)IAFLATIRON FINANCIAL GROUP, LLC (CRD# 146552)2009 - 2010 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2006 (8 years)
License(s)

State Registrations

B
Florida 9/18/2023
B
Rhode Island 9/18/2023
B
Maine 9/18/2023
IA
Rhode Island 9/18/2023
B
Maryland 9/18/2023
B
Texas 9/18/2023
B
Massachusetts 9/18/2023
IA
Texas 9/18/2023
B
New Hampshire 9/18/2023
B
Vermont 9/18/2023
IA
New Hampshire 9/18/2023
B
Washington 9/18/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST HEARTLAND CONSULTANTS, INC. (CRD#:110377)
Weare, NH
Registered with this firm since 9/18/2023
B
FIRST HEARTLAND CAPITAL, INC. (CRD#:32460)
27 DANIELS RD, WEARE, NH 03281
Registered with this firm since 9/18/2023
Previous Registration(s)
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IA
 09/16/2019 - 09/22/2023 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Bedford, NH
B
 09/16/2019 - 09/22/2023 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Bedford, NH
IA
 04/13/2009 - 10/08/2019 LPL FINANCIAL LLC (CRD#:6413) MANCHESTER, NH
B
 04/13/2009 - 10/08/2019 LPL FINANCIAL LLC (CRD#:6413) MANCHESTER, NH
IA
 09/11/2009 - 12/31/2010 FLATIRON FINANCIAL GROUP, LLC (CRD#:146552) MANCHESTER, NH
IA
 10/16/2006 - 04/14/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MANCHESTER, NH
B
 10/16/2006 - 04/14/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MANCHESTER, NH
IA
 02/02/1998 - 10/18/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MANCHESTER, NH
B
 10/11/1990 - 10/18/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MANCHESTER, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.