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SARAH C ROCK
SARAH E CLARK, SARAH ELIZABETH CLARK, SARAH CLARK CLARKE, SARAH C ROCKS
CRD#: 2084928
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 10 FRANKLIN ROAD SE
ROANOKE, VA 24011
ROANOKE, VA 24011
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 10 FRANKLIN RD
FL 5
ROANOKE, VA 24011
FL 5
ROANOKE, VA 24011
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 8/3/2022
B
Nebraska 8/3/2022
B
Alaska 8/3/2022
B
Nevada 8/3/2022
B
Arizona 6/28/2022
B
New Hampshire 8/3/2022
B
Arkansas 8/3/2022
B
New Jersey 6/28/2022
B
California 6/28/2022
B
New Mexico 8/3/2022
B
Colorado 6/28/2022
B
New York 6/28/2022
B
Connecticut 6/28/2022
B
North Carolina 6/28/2022
B
Delaware 8/3/2022
B
North Dakota 8/3/2022
B
District of Columbia 6/28/2022
B
Ohio 6/28/2022
B
Florida 6/28/2022
B
Oklahoma 8/3/2022
B
Georgia 6/28/2022
B
Oregon 8/3/2022
B
Hawaii 8/3/2022
B
Pennsylvania 6/28/2022
B
Idaho 8/3/2022
B
Puerto Rico 8/3/2022
B
Illinois 8/3/2022
B
Rhode Island 8/3/2022
B
Indiana 6/28/2022
B
South Carolina 6/28/2022
B
Iowa 8/3/2022
B
South Dakota 8/3/2022
B
Kansas 8/3/2022
B
Tennessee 6/28/2022
B
Kentucky 8/3/2022
B
Texas 6/28/2022
B
Louisiana 6/28/2022
B
Utah 8/3/2022
B
Maine 8/3/2022
B
Vermont 8/3/2022
B
Maryland 6/28/2022
B
Virgin Islands 8/3/2022
B
Massachusetts 8/3/2022
B
Virginia 6/28/2022
B
Michigan 8/3/2022
IA
Virginia 6/28/2022
B
Minnesota 8/3/2022
B
Washington 6/28/2022
B
Mississippi 8/3/2022
B
West Virginia 6/28/2022
B
Missouri 8/3/2022
B
Wisconsin 8/3/2022
B
Montana 8/3/2022
B
Wyoming 6/28/2022
SRO Registrations
B
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B
Registered with this firm since 6/28/2022
IA
Registered with this firm since 6/28/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/06/2013 - 07/06/2022 | ROANOKE, VA | |
B | 09/07/2013 - 07/06/2022 | ROANOKE, VA | |
B | 08/30/1995 - 11/03/1998 | CHARLOTTE, NC | |
B | 06/01/1992 - 07/19/1995 | ||
B | 07/17/1991 - 04/21/1992 | ||
B | 11/01/1990 - 07/01/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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