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Detailed Report
GREGG STEVEN PIEHL
CRD#: 2084703
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 90 S 7TH STREET
MINNEAPOLIS, MN 55402
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (14 years)2 FIRMS2023 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2008 (5 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1995 - 2002 (6 years)
License(s)

State Registrations

IA
California 1/3/2011
IA
Minnesota 11/15/2013
B
Minnesota 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
90 S 7TH STREET, MINNEAPOLIS, MN 55402
Registered with this firm since 1/23/2023
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
90 S 7TH STREET, MINNEAPOLIS, MN 55402
Registered with this firm since 1/23/2023
IA
WELLS FARGO ADVISORS (CRD#:19616)
90 S 7TH ST 52nd Floor, Minneapolis, MN 55402
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
90 S 7TH ST 52nd Floor, Minneapolis, MN 55402
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 04/02/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
 04/02/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
 08/12/2002 - 04/03/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/04/1995 - 08/02/2002 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
 08/17/1990 - 10/23/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 08/17/1990 - 10/23/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.