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Detailed Report
THOMAS STEPHEN SANCZYK
CRD#: 2084677
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 500 Campus Dr Ste 300
Florham Park, NJ 07932
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - Present (17 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1990 - Present (34 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1992 - 2002 (9 years)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - 2015 (<1 year)IANORTHWESTERN MUTUAL WEALTH MAN... (CRD# 109729)2004 - 2007 (2 years)
License(s)

State Registrations

B
California 1/1/2002
B
New Mexico 2/16/2016
B
Colorado 3/31/2015
B
New York 1/1/2002
B
Connecticut 1/1/2002
B
North Carolina 9/8/2004
B
Delaware 2/19/2008
B
Ohio 6/7/2007
B
District of Columbia 8/12/2014
B
Oregon 8/31/2023
B
Florida 1/6/2005
B
Pennsylvania 1/1/2002
B
Georgia 1/1/2002
B
Rhode Island 5/8/2003
B
Hawaii 3/26/2015
B
South Carolina 2/13/2008
B
Illinois 9/17/2008
B
Tennessee 10/29/2021
B
Kentucky 3/7/2002
B
Texas 4/21/2008
B
Maryland 1/1/2002
IA
Texas 4/23/2008
B
Massachusetts 6/29/2011
B
Utah 9/21/2017
B
Michigan 1/6/2021
B
Vermont 7/10/2023
B
Minnesota 9/18/2024
B
Virginia 7/15/2010
B
Nevada 10/27/2023
B
Washington 3/26/2015
B
New Jersey 1/1/2002
B
West Virginia 2/8/2012
IA
New Jersey 9/14/2007
B
Wisconsin 3/1/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
500 Campus Dr Ste 300, Florham Park, NJ 07932
Registered with this firm since 9/14/2007
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
500 Campus Dr Ste 300, Florham Park, NJ 07932
Registered with this firm since 10/25/1990
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/24/2014 - 03/06/2015 PRIVATE ADVISOR GROUP, LLC (CRD#:155216) FAIRFIELD, NJ
IA
 10/04/2004 - 04/30/2007 NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY (CRD#:109729) MILWAUKEE, WI
B
 06/02/1992 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 08/24/1990 - 09/25/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 08/24/1990 - 09/25/1990 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.