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DOUGLAS SCOTT WALL
DOUGLAS S WALL
CRD#: 2083670
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Investment Adviser
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Previous Broker
1836 ASSET MANAGEMENT, LLCCRD#: 313389 3401 ARMSTRONG AVE
DALLAS, TX 75205
Registration History
199019952000200520102015202020252 FIRMS2000 - 2008 (7 years)2 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - 2021 (4 years)IA1836 ASSET MANAGEMENT, LLC (CRD# 313389)2021 - Present (3 years)BJ.C. BRADFORD & CO. (CRD# 1287)1997 - 2000 (3 years)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1992 - 1997 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1993 (2 years)
License(s)

State Registrations

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Texas 5/7/2021

Current Registration(s)
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1836 ASSET MANAGEMENT, LLC (CRD#:313389)
3401 ARMSTRONG AVE, DALLAS, TX 75205
Registered with this firm since 5/7/2021

Previous Registration(s)
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09/06/2016 - 05/21/2021 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Dallas, TX
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09/06/2016 - 05/21/2021 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Dallas, TX
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05/13/2008 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
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05/13/2008 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
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08/14/2000 - 05/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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08/14/2000 - 05/21/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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06/18/1997 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
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12/14/1992 - 07/10/1997 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
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08/24/1990 - 01/01/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.