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WILLIAM LEE VASELIADES
WILLIAM VASELIADES
CRD#: 2083637
IA
Investment Adviser
B
Broker
SOVEREIGN WEALTH ADVISORS LLCCRD#: 188524 3120 SOUTHWEST FRWY
SUITE 500
HOUSTON, TX 77098
LPL FINANCIAL LLCCRD#: 6413 3120 SW FREEWAY, STE 500
HOUSTON, TX 77098
Registration History
199019952000200520102015202020252 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2020 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - Present (15 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1995 - 2000 (5 years)BLEHMAN BROTHERS INC. (CRD# 7506)1994 - 1995 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1994 (3 years)BROTAN MOSLE INC. (CRD# 727)1990 - 1991 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2022 (13 years)IASOVEREIGN WEALTH ADVISORS LLC (CRD# 188524)2015 - 2019 (4 years)
License(s)

State Registrations

B
Maryland 7/17/2009

B
South Carolina 8/1/2014

B
New Mexico 1/22/2021

B
Texas 7/17/2009

B
Oklahoma 7/17/2009

IA
Texas 1/17/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524)
3120 SOUTHWEST FRWY SUITE 500, HOUSTON, TX 77098
Registered with this firm since 1/17/2020

B
LPL FINANCIAL LLC (CRD#:6413)
3120 SW FREEWAY, STE 500, HOUSTON, TX 77098
HOUSTON, TX
Registered with this firm since 7/17/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/17/2009 - 10/28/2022 LPL FINANCIAL LLC (CRD#:6413) CORPUS CHRISTI, TX
IA
06/30/2015 - 12/31/2019 SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524) CORPUS CHRISTI, TX
IA
06/01/2009 - 07/20/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CORPUS CHRISTI, TX
B
06/01/2009 - 07/20/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CORPUS CHRISTI, TX
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CORPUS CHRISTI, TX
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CORPUS CHRISTI, TX
IA
06/27/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CORPUS CHRISTI, TX
B
06/27/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CORPUS CHRISTI, TX
B
05/23/1995 - 06/28/2000 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
06/10/1994 - 05/31/1995 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
01/01/1991 - 06/14/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/20/1990 - 01/01/1991 ROTAN MOSLE INC. (CRD#:727)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.