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Detailed Report
OSCAR SASSON
OSCAR NMN SASSON
CRD#: 2083378
IA
Investment Adviser
B
Broker
VALLEY WEALTH STRATEGIES, LLCCRD#: 289737 535 Middlefield Road
Suite 140
Menlo Park, CA 94025
LPL FINANCIAL LLCCRD#: 6413 535 MIDDLEFIELD RD SUITE 140
MENLO PARK, CA 94025
Registration History
19901995200020052010201520202025IAVALLEY WEALTH STRATEGIES, LLC (CRD# 289737)2018 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)1998 - 2017 (18 years)BARAGON FINANCIAL SERVICES, INC. (CRD# 16023)1994 - 1998 (4 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1996 - 1998 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1990 - 1994 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2019 - 2022 (3 years)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2018 (<1 year)IAVALLEY WEALTH STRATEGIES (CRD# 282275)2017 - 2017 (<1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)1999 - 2017 (18 years)
Disclosure(s)
View By:
3/15/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/29/2017
B
Nevada 11/29/2017
B
California 11/29/2017
B
New Mexico 9/8/2020
IA
California 1/4/2018
B
Oklahoma 11/15/2021
B
Colorado 9/9/2020
B
Oregon 11/29/2017
B
Hawaii 11/29/2017
B
Rhode Island 10/26/2022
B
Idaho 11/29/2017
B
South Carolina 9/28/2023
B
Kansas 9/14/2020
B
Texas 11/29/2017
B
Massachusetts 11/29/2017
B
Utah 11/29/2017
B
Michigan 10/14/2019
B
Washington 11/29/2017
B
Missouri 11/29/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALLEY WEALTH STRATEGIES, LLC (CRD#:289737)
535 Middlefield Road Suite 140, Menlo Park, CA 94025
Registered with this firm since 1/4/2018
B
LPL FINANCIAL LLC (CRD#:6413)
535 MIDDLEFIELD RD SUITE 140, MENLO PARK, CA 94025
Registered with this firm since 11/29/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/03/2019 - 10/28/2022 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 11/29/2017 - 04/04/2018 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
 10/25/2017 - 12/31/2017 VALLEY WEALTH STRATEGIES (CRD#:282275) Menlo Park, CA
IA
 03/05/1999 - 11/29/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) MENLO PARK, CA
B
 12/18/1998 - 11/29/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) MENLO PARK, CA
B
 04/19/1994 - 12/18/1998 ARAGON FINANCIAL SERVICES, INC. (CRD#:16023) IRVINE, CA
B
 04/24/1996 - 08/19/1998 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 09/14/1990 - 03/28/1994 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.