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Detailed Report
RONALD JAMES ROUGH
RON ROUGH, RONALD ROUGH
CRD#: 2083110
IA
Investment Adviser
FINANCIAL SERVICES ADVISORYCRD#: 104513 ONE CHURCH STREET, SUITE 901
ROCKVILLE, MD 20850
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAFINANCIAL SERVICES ADVISORY (CRD# 104513)2006 - Present (18 years)IAGE PRIVATE ASSET MANAGEMENT, INC. (CRD# 105771)1996 - 2006 (9 years)
License(s)

State Registrations

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Maryland 9/4/2006
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Texas 3/12/2014
Current Registration(s)
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FINANCIAL SERVICES ADVISORY (CRD#:104513)
ONE CHURCH STREET, SUITE 901, ROCKVILLE, MD 20850
Registered with this firm since 9/4/2006
Previous Registration(s)
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 07/19/1996 - 04/25/2006 GE PRIVATE ASSET MANAGEMENT, INC. (CRD#:105771) ENCINO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.