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Detailed Report
EDWARD CRAIG WINGROVE
CRAIG WINGROVE
CRD#: 2082968
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 13215 BEE CAVE PKWY
STE 150, BLDG A
BEE CAVE, TX 78738
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2002 - 2013 (10 years)BSTEPHENS INC. (CRD# 3496)2001 - 2002 (1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1998 - 2001 (3 years)BFIRST DALLAS SECURITIES INCORP... (CRD# 24549)1990 - 1998 (7 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2003 - 2013 (10 years)
Disclosure(s)
View By:
1/29/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/8/2024
B
Nevada 5/3/2023
B
Alaska 10/14/2021
B
New Jersey 7/6/2021
B
Arizona 7/6/2021
B
New Mexico 7/6/2021
B
California 7/6/2021
B
New York 7/6/2021
B
Colorado 8/8/2022
B
North Carolina 5/18/2023
B
Florida 7/6/2021
B
Ohio 7/6/2021
B
Georgia 3/8/2024
B
Oklahoma 6/12/2023
B
Illinois 1/17/2023
B
Oregon 7/6/2021
B
Iowa 7/6/2021
B
Pennsylvania 7/6/2021
B
Kansas 1/23/2024
B
Tennessee 7/6/2021
B
Louisiana 7/6/2021
B
Texas 7/6/2021
B
Massachusetts 7/6/2021
IA
Texas 7/6/2021
B
Michigan 4/23/2022
B
Virginia 7/6/2021
B
Missouri 7/6/2021
B
Washington 7/6/2021
B
Montana 8/31/2022
B
Wisconsin 11/20/2024
B
Nebraska 7/6/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 7/6/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
13215 BEE CAVE PKWY STE 150, BLDG A, BEE CAVE, TX 78738
Registered with this firm since 7/6/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/05/2016 - 07/09/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) AUSTIN, TX
B
 12/05/2016 - 07/09/2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) AUSTIN, TX
IA
 02/13/2013 - 12/16/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) AUSTIN, TX
B
 02/13/2013 - 12/16/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) AUSTIN, TX
IA
 01/21/2003 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) AUSTIN, TX
B
 11/21/2002 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) AUSTIN, TX
B
 04/03/2001 - 12/03/2002 STEPHENS INC. (CRD#:3496) LITTLE ROCK, AR
B
 01/08/1998 - 04/03/2001 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 11/07/1990 - 01/13/1998 FIRST DALLAS SECURITIES INCORPORATED (CRD#:24549) DALLAS, TX
B
 08/14/1990 - 08/28/1990 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 08/14/1990 - 08/28/1990 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.