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ANDREW MARVIN ROCCO
CRD#: 2082939
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 149 WATER STREET
EXETER, NH 03833
Registration History
199019952000200520102015202020252 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BNEW ENGLAND SECURITIES (CRD# 615)1990 - 2015 (24 years)IABAYSTATE WEALTH MANAGEMENT (CRD# 151664)2011 - 2018 (6 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2008 - 2015 (6 years)
License(s)

State Registrations

B
Arizona 3/25/2017

B
New Hampshire 3/25/2017

B
California 3/25/2017

IA
New Hampshire 3/25/2017

B
Colorado 6/26/2019

B
New Jersey 3/25/2017

B
Connecticut 3/25/2017

B
New Mexico 2/22/2022

B
Delaware 3/25/2017

B
New York 3/25/2017

B
Florida 3/25/2017

B
North Carolina 3/25/2017

B
Georgia 3/25/2017

B
Oregon 3/25/2017

B
Illinois 6/9/2021

B
Rhode Island 3/25/2017

B
Maine 3/25/2017

B
South Carolina 11/29/2018

B
Maryland 3/25/2017

B
Tennessee 6/17/2019

B
Massachusetts 3/25/2017

B
Vermont 3/25/2017

B
Nevada 3/25/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
149 WATER STREET, EXETER, NH 03833
Registered with this firm since 3/25/2017

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
149 WATER STREET, EXETER, NH 03833
Registered with this firm since 3/25/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/20/2011 - 02/01/2018 BAYSTATE WEALTH MANAGEMENT (CRD#:151664) Exeter, NH
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) EXETER, NH
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) EXETER, NH
IA
10/10/2008 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) SEABROOK, NH
B
08/08/1990 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) SEABROOK, NH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.