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JOHN JOSEPH CARBONARA
CRD#: 2082673
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
199019952000200520102015202020252 FIRMS1991 - 2005 (14 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2003 - 2024 (20 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1991 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2018 - 2024 (6 years)
License(s)

State Registrations

B
New York 11/4/2024

IA
New York 11/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 11/4/2024

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 11/4/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/14/2024 - 11/29/2024 OSAIC WEALTH, INC. (CRD#:23131) JERICHO, NY
B
06/14/2024 - 11/29/2024 OSAIC WEALTH, INC. (CRD#:23131) JERICHO, NY
IA
04/06/2018 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) JERICHO, NY
B
09/16/2003 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) JERICHO, NY
B
01/09/1991 - 12/31/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
01/09/1991 - 12/31/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
08/20/1990 - 01/18/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.