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Detailed Report
JOHN KENNEDY BUGGY
JACK KENNEDY BUGGY, JACK BUGGY
CRD#: 2081714
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 2 WEST MAIN ST
MECHANICSBURG, PA 17055
Registration History
19952000200520102015202020252 FIRMS1991 - 1993 (2 years)2 FIRMS1993 - 1994 (<1 year)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2012 (3 years)2 FIRMS2012 - 2017 (4 years)IACITIZENS SECURITIES, INC. (CRD# 39550)2019 - Present (5 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2017 - Present (7 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2002 - 2008 (5 years)BDREYFUS INVESTMENT SERVICES CO... (CRD# 17477)1994 - 2002 (7 years)BDREYFUS FINANCIAL SERVICES COR... (CRD# 42430)1997 - 2000 (3 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1994 - 1994 (<1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)2003 - 2008 (4 years)
Disclosure(s)
View By:
1/29/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Pennsylvania 4/25/2017
IA
Pennsylvania 4/24/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
2 WEST MAIN ST, MECHANICSBURG, PA 17055
Registered with this firm since 4/24/2019
B
CITIZENS SECURITIES, INC. (CRD#:39550)
2 WEST MAIN ST, MECHANICSBURG, PA 17055
Registered with this firm since 4/25/2017
Previous Registration(s)
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IA
 05/10/2012 - 04/24/2017 M&T SECURITIES, INC. (CRD#:17358) MECHANICSBURG, PA
B
 05/08/2012 - 04/24/2017 M&T SECURITIES, INC. (CRD#:17358) MECHANICSBURG, PA
IA
 09/24/2008 - 04/20/2012 CCO INVESTMENT SERVICES CORP. (CRD#:39550) MECHANICSBURG, PA
B
 09/23/2008 - 04/20/2012 CCO INVESTMENT SERVICES CORP. (CRD#:39550) MECHANICSBURG, PA
IA
 05/30/2008 - 09/18/2008 PNC INVESTMENTS (CRD#:129052) CAMP HILL, PA
B
 05/29/2008 - 09/18/2008 PNC INVESTMENTS (CRD#:129052) CAMP HILL, PA
IA
 05/02/2003 - 03/07/2008 CCO INVESTMENT SERVICES CORP. (CRD#:39550) MECHANICSBURG, PA
B
 05/08/2002 - 03/07/2008 CCO INVESTMENT SERVICES CORP. (CRD#:39550) MECHANICSBURG, PA
B
 09/14/1994 - 05/08/2002 DREYFUS INVESTMENT SERVICES COMPANY, LLC (CRD#:17477) PITTSBURGH, PA
B
 04/25/1997 - 12/31/2000 DREYFUS FINANCIAL SERVICES CORPORATION (CRD#:42430) NEW YORK, NY
B
 04/09/1994 - 08/22/1994 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
B
 10/05/1993 - 01/17/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/05/1993 - 01/17/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 06/17/1991 - 09/10/1993 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 06/17/1991 - 09/10/1993 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.