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CHRISTOPHER TODD MAYS
TODD MAYS
CRD#: 2078982
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10 S JEFFERSON ST STE 100
ROANOKE, VA 24011
ROANOKE, VA 24011
0
Disclosures
25
Years of Experience
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State Registrations
B
Colorado 11/29/2021
B
New York 1/3/2023
B
Florida 4/25/2008
B
North Carolina 4/25/2008
B
Georgia 9/13/2018
B
South Carolina 5/5/2015
B
Indiana 9/30/2022
B
Tennessee 10/4/2019
B
Kentucky 7/1/2008
B
Texas 2/17/2017
B
Michigan 9/3/2021
IA
Texas 2/17/2017
B
Missouri 10/17/2023
B
Virginia 4/25/2008
B
New Jersey 11/11/2021
IA
Virginia 4/25/2008
B
New Mexico 1/24/2017
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/25/2008
B
Registered with this firm since 4/25/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2000 - 05/07/2008 | ROANOKE, VA | |
B | 04/14/2000 - 05/07/2008 | ROANOKE, VA | |
B | 10/11/1992 - 11/06/1992 | ||
B | 08/20/1990 - 10/30/1990 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.