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Detailed Report
DAVID SAUL EISEN
DAVE EISEN
CRD#: 2078711
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 100 Front Street
Suite 600
West Conshohocken, PA 19428
Registration History
199019952000200520102015202020252 FIRMS2020 - Present (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - 2020 (25 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1990 - 1995 (4 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - 2020 (8 years)
License(s)

State Registrations

B
Arizona 12/11/2020
B
New Mexico 12/11/2020
B
California 12/11/2020
B
New York 12/11/2020
B
Colorado 5/9/2022
B
North Carolina 12/11/2020
B
Connecticut 12/11/2020
B
Ohio 4/28/2022
B
Delaware 12/11/2020
B
Oklahoma 12/4/2024
B
District of Columbia 12/11/2020
B
Pennsylvania 12/11/2020
B
Florida 12/11/2020
IA
Pennsylvania 12/11/2020
IA
Florida 2/19/2025
B
Rhode Island 12/11/2020
B
Georgia 10/5/2022
B
South Carolina 12/11/2020
B
Illinois 12/11/2020
IA
South Carolina 5/17/2023
B
Maine 12/11/2020
B
Texas 12/11/2020
B
Maryland 12/11/2020
IA
Texas 12/11/2020
B
Massachusetts 12/11/2020
B
Utah 4/27/2022
B
Michigan 12/11/2020
B
Virginia 12/11/2020
B
Minnesota 12/11/2020
B
Washington 9/16/2024
B
Missouri 12/11/2020
B
West Virginia 12/11/2020
B
New Jersey 12/11/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
100 Front Street Suite 600, West Conshohocken, PA 19428
West Dennis, MA
Registered with this firm since 12/11/2020
B
MORGAN STANLEY (CRD#:149777)
100 Front Street Suite 600, West Conshohocken, PA 19428
West Dennis, MA
Registered with this firm since 12/11/2020
Previous Registration(s)
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IA
 08/30/2012 - 12/22/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
B
 01/28/1995 - 12/22/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
B
 09/17/1990 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.