Individual Firm
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LYNDA EVELYN ZWACK
LYNDA EVELYN MARTENS, LYNDA E ZWACK
CRD#: 2078531
IA
B
LINCOLN INVESTMENTCRD#: 519 WALNUT CREEK, CA
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12/17/1971
Criminal
Final Disposition
State Registrations
B
California 1/3/2017
B
Maine 1/6/2025
IA
California 4/8/2019
B
New Mexico 1/7/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/15/2011 - 10/04/2019 | WALNUT CREEK, CA | |
B | 01/01/1994 - 01/03/2017 | WALNUT CREEK, CA | |
IA | 06/30/2004 - 08/15/2011 | WALNUT CREEK, CA | |
B | 06/02/1993 - 10/07/1994 | ||
B | 06/02/1993 - 10/07/1994 | ||
B | 10/03/1990 - 10/07/1994 | FORT WAYNE, IN | |
B | 10/03/1990 - 10/07/1994 | FORT WAYNE, IN | |
B | 06/02/1993 - 01/01/1994 | PALM BEACH GARDENS, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.