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ROBERT CHARLES AUDITORE
CRD#: 2077349
IA
Investment Adviser
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Previous Broker
CAPTRUSTCRD#: 175112 One Liberty Square, 13th Floor
Boston, MA 02109
Registration History
1995200020052010201520202025IACAPTRUST (CRD# 175112)2015 - Present (9 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2012 - 2023 (10 years)BBAY COLONY SECURITIES CO., INC. (CRD# 2493)1994 - 2012 (18 years)BTHOMAS JAMES ASSOCIATES, INC. (CRD# 15609)1994 - 1994 (<1 year)BL & M SECURITIES COMPANY (CRD# 2493)1992 - 1994 (1 year)IACAPTRUST FINANCIAL ADVISORS OR... (CRD# 126291)2013 - 2015 (2 years)IALIGHTHOUSE CAPITAL, LLC (CRD# 147497)2010 - 2012 (2 years)
Disclosure(s)
View By:
10/18/2001
Regulatory
Final
License(s)

State Registrations

IA
Massachusetts 4/9/2015

Current Registration(s)
IA
CAPTRUST (CRD#:175112)
One Liberty Square, 13th Floor, Boston, MA 02109
Registered with this firm since 4/9/2015

Previous Registration(s)
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08/28/2012 - 05/30/2023 CAPFINANCIAL SECURITIES, LLC. (CRD#:126291) Boston, MA
IA
01/02/2013 - 04/09/2015 CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" (CRD#:126291) Boston, MA
IA
04/06/2010 - 10/26/2012 LIGHTHOUSE CAPITAL, LLC (CRD#:147497) WOBURN, MA
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08/29/1994 - 08/29/2012 BAY COLONY SECURITIES CO., INC. (CRD#:2493) WOBURN, MA
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01/13/1994 - 08/08/1994 THOMAS JAMES ASSOCIATES, INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
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03/09/1992 - 01/11/1994 L & M SECURITIES COMPANY (CRD#:2493) PORTLAND, OR
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.