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Detailed Report
DANIEL J HILLIS
DAN HILLIS, DANIEL JOSEPH HILLIS, DANIEL HILLIS
CRD#: 2075937
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard, Suite 1100
PWM - Latin America
Miami, FL 33131
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2017 (<1 year)BMCAP LLC (CRD# 139515)2007 - 2016 (8 years)BINTL TRADING, INC. (CRD# 45993)2005 - 2007 (2 years)BINTL TRADING, INC. (CRD# 45993)2004 - 2005 (1 year)BSTANDARD NEW YORK SECURITIES, INC. (CRD# 35560)2000 - 2004 (4 years)BVAN ECK CAPITAL, INC. (CRD# 40746)1997 - 1998 (<1 year)BWESTON CAPITAL MARKETS INC. (CRD# 32911)1997 - 1997 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)1996 - 1997 (<1 year)BLEHWALD, OROSEY & PEPE INCORPO... (CRD# 16677)1994 - 1994 (<1 year)BCITICORP SECURITIES MARKETS, INC. (CRD# 7474)1992 - 1992 (<1 year)IATHRIVE CAPITAL MANAGEMENT, LLC (CRD# 281347)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 8/27/2019
B
New Jersey 9/16/2019
B
California 8/27/2019
B
New York 8/27/2019
B
Colorado 8/27/2019
B
Ohio 11/2/2023
B
Connecticut 8/27/2019
B
Oklahoma 8/27/2019
B
Delaware 1/29/2021
B
Oregon 8/30/2019
B
District of Columbia 8/28/2019
B
Puerto Rico 8/30/2019
IA
Florida 7/8/2019
B
South Carolina 8/29/2019
B
Florida 7/24/2019
B
South Dakota 9/5/2019
B
Georgia 7/29/2019
B
Texas 9/6/2019
B
Illinois 9/6/2019
IA
Texas 4/23/2020
B
Indiana 8/27/2019
B
Utah 2/22/2021
B
Maryland 8/27/2019
B
Virginia 7/7/2022
B
Massachusetts 8/27/2019
B
Washington 8/26/2019
B
Michigan 1/17/2025
B
Wisconsin 8/11/2022
B
Minnesota 8/27/2019
B
Wyoming 8/29/2019
B
New Hampshire 8/28/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard, Suite 1100 PWM - Latin America, Miami, FL 33131
Registered with this firm since 7/8/2019
B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard, Suite 1100 PWM - Latin America, Miami, FL 33131
Registered with this firm since 7/18/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2017 - 07/24/2019 THRIVE CAPITAL MANAGEMENT, LLC (CRD#:281347) MIAMI, FL
B
 02/02/2017 - 04/13/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
B
 11/13/2007 - 07/07/2016 MCAP LLC (CRD#:139515) NEW YORK, NY
B
 10/18/2005 - 10/01/2007 INTL TRADING, INC. (CRD#:45993) NEW YORK, NY
B
 04/26/2004 - 04/21/2005 INTL TRADING, INC. (CRD#:45993) WINTER PARK, FL
B
 01/25/2000 - 04/15/2004 STANDARD NEW YORK SECURITIES, INC. (CRD#:35560) NEW YORK, NY
B
 08/06/1997 - 04/16/1998 VAN ECK CAPITAL, INC. (CRD#:40746) NEW YORK, NY
B
 03/04/1997 - 05/19/1997 WESTON CAPITAL MARKETS INC. (CRD#:32911) NEW YORK, NY
B
 11/01/1996 - 01/01/1997 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
 10/17/1994 - 11/10/1994 LEHWALD, OROSEY & PEPE INCORPORATED (CRD#:16677) BOCA RATON, FL
B
 05/27/1992 - 12/11/1992 CITICORP SECURITIES MARKETS, INC. (CRD#:7474) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.