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FRANZ PAUL LOEBER
FRANCIS PAUL LOEBER JR, FRANCIS PAUL LOEBER, FRANZ PAUL LOEBER JR, FRANZ LOEBER
CRD#: 2075766
IA
Investment Adviser
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Broker
VANDERBILT ADVISORY SERVICESCRD#: 116537 Weston, MA
ARK GLOBAL, LLCCRD#: 172684 Weston, MA
Registration History
199019952000200520102015202020252 FIRMS2005 - 2011 (5 years)IAVANDERBILT ADVISORY SERVICES (CRD# 116537)2023 - Present (1 year)BARK GLOBAL, LLC (CRD# 172684)2015 - Present (9 years)BCOMPASS SECURITIES CORPORATION (CRD# 16168)2014 - 2015 (<1 year)BNOMURA SECURITIES INTERNATIONA... (CRD# 4297)2011 - 2013 (2 years)BJANUS DISTRIBUTORS LLC (CRD# 28832)2002 - 2003 (<1 year)BDREYFUS SERVICE CORPORATION (CRD# 231)2000 - 2001 (1 year)BNVEST FUNDS DISTRIBUTOR, L.P. (CRD# 34754)1996 - 2000 (3 years)BFEDERATED SECURITIES CORP. (CRD# 5009)1990 - 1995 (5 years)IAARK GLOBAL (CRD# 172684)2017 - 2023 (5 years)
License(s)

State Registrations

B
Connecticut 4/13/2015

B
New Hampshire 4/13/2021

B
Florida 5/8/2018

B
New Jersey 5/1/2015

B
Maryland 4/13/2015

B
New York 4/1/2015

B
Massachusetts 3/20/2015

B
Ohio 12/10/2018

IA
Massachusetts 6/16/2023

B
Pennsylvania 4/1/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANDERBILT ADVISORY SERVICES (CRD#:116537)
Weston, MA
Registered with this firm since 6/16/2023

B
ARK GLOBAL, LLC (CRD#:172684)
Weston, MA
Registered with this firm since 3/18/2015

Previous Registration(s)
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IA
11/14/2017 - 04/12/2023 ARK GLOBAL (CRD#:172684) WESTON, MA
B
09/04/2014 - 03/13/2015 COMPASS SECURITIES CORPORATION (CRD#:16168) WELLESLEY HILLS, MA
B
04/11/2011 - 11/12/2013 NOMURA SECURITIES INTERNATIONAL, INC. (CRD#:4297) NEW YORK, NY
IA
09/09/2005 - 01/19/2011 TCW INVESTMENT MANAGEMENT CO (CRD#:106546) LOS ANGELES, CA
B
05/18/2005 - 01/19/2011 TCW FUNDS DISTRIBUTORS (CRD#:16670) LOS ANGELES, CA
B
09/12/2002 - 08/25/2003 JANUS DISTRIBUTORS LLC (CRD#:28832) DENVER, CO
B
06/05/2000 - 12/10/2001 DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
08/20/1996 - 06/07/2000 NVEST FUNDS DISTRIBUTOR, L.P. (CRD#:34754) BOSTON, MA
B
07/30/1990 - 11/29/1995 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.