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Detailed Report
CHRISTOPHER MULLERY
CRD#: 2075664
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28202 Cabot Road
Suite 500
Laguna Niguel, CA 92677
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (16 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 6/16/2011
B
Missouri 6/16/2011
B
Arizona 6/16/2011
B
Montana 6/16/2011
B
Arkansas 6/12/2020
B
Nebraska 10/1/2018
B
California 6/1/2009
B
Nevada 6/16/2011
IA
California 6/1/2009
B
New Hampshire 1/11/2024
B
Colorado 6/16/2011
B
New Jersey 9/21/2016
B
Connecticut 6/16/2011
B
New Mexico 6/16/2011
B
Delaware 8/16/2024
B
New York 6/1/2009
B
District of Columbia 5/10/2023
B
North Carolina 6/16/2011
B
Florida 6/16/2011
B
Ohio 6/16/2011
B
Georgia 6/16/2011
B
Oregon 6/16/2011
B
Hawaii 6/16/2011
B
Pennsylvania 6/16/2011
B
Idaho 10/22/2018
B
South Carolina 11/8/2016
B
Illinois 6/16/2011
B
Tennessee 1/10/2018
B
Indiana 6/16/2011
B
Texas 6/16/2011
B
Louisiana 6/16/2011
IA
Texas 6/17/2011
B
Maine 11/13/2019
B
Utah 6/16/2011
B
Maryland 6/16/2011
B
Virgin Islands 1/2/2024
B
Massachusetts 6/16/2011
B
Virginia 6/1/2009
B
Michigan 6/16/2011
B
Washington 6/16/2011
B
Mississippi 4/4/2023
B
Wisconsin 6/16/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28202 Cabot Road Suite 500, Laguna Niguel, CA 92677
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
28202 Cabot Road Suite 500, Laguna Niguel, CA 92677
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/19/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA NIGUEL, CA
B
 06/07/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LAGUNA NIGUEL, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.