Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
STEVEN A DEER
CRD#: 2075491
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 520 LAKE COOK ROAD
SUITE 270
DEERFIELD, IL 60015
Registration History
19901995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2004 - Present (21 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1994 - Present (30 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1990 - 2000 (9 years)
License(s)

State Registrations

B
Illinois 8/25/1994
IA
Illinois 2/17/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
520 LAKE COOK ROAD SUITE 270, DEERFIELD, IL 60015
HIGHLAND PARK, IL
Registered with this firm since 2/17/2004
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
520 LAKE COOK ROAD SUITE 270, DEERFIELD, IL 60015
HIGHLAND PARK, IL
Registered with this firm since 6/20/1994
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/12/1990 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.