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Registration History
19952000200520102015202020252 FIRMS2012 - Present (12 years)BEDWARD JONES (CRD# 250)1994 - 2012 (17 years)BU.S.-WORLDWIDE FINANCIAL SERVI... (CRD# 19612)1991 - 1994 (3 years)IAEDWARD JONES (CRD# 250)2006 - 2012 (6 years)
Disclosure(s)
View By:
2/8/2023
Customer Dispute
Denied
8/7/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/11/2019

B
North Carolina 5/1/2012

B
Florida 11/7/2018

IA
North Carolina 5/1/2012

B
Maryland 5/1/2012

B
Ohio 10/7/2022

B
New Hampshire 5/1/2012

B
Pennsylvania 5/1/2012

B
New Jersey 5/1/2012

B
South Carolina 5/1/2012

B
New York 5/1/2012

B
Virginia 5/1/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Wilmington, NC
Registered with this firm since 5/1/2012

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Wilmington, NC
Registered with this firm since 5/1/2012

Previous Registration(s)
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IA
04/17/2006 - 05/02/2012 EDWARD JONES (CRD#:250) SHALLOTTE, NC
B
09/28/1994 - 05/02/2012 EDWARD JONES (CRD#:250) SHALLOTTE, NC
B
05/30/1991 - 08/25/1994 U.S.-WORLDWIDE FINANCIAL SERVICES, INC. (CRD#:19612) WACO, TX
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.