Individual Firm
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TROY ANTHONY GRIEPP
CRD#: 2074991
IA
B
MORGAN STANLEYCRD#: 149777 Crystal Bay, NV
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10/1/1998
Customer Dispute
Settled
State Registrations
B
Alabama 12/18/2020
B
Montana 6/1/2009
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
California 6/1/2009
IA
Nevada 5/25/2021
IA
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New Mexico 6/1/2009
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 6/1/2009
B
North Dakota 12/21/2020
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 12/17/2020
B
Oregon 6/1/2009
B
Hawaii 6/1/2009
B
Pennsylvania 6/1/2009
B
Idaho 6/1/2009
B
Rhode Island 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 12/9/2015
B
Indiana 6/1/2009
B
Tennessee 2/8/2021
B
Kansas 2/8/2019
B
Texas 6/1/2009
B
Kentucky 6/1/2009
IA
Texas 6/1/2009
B
Maine 2/5/2019
B
Utah 6/1/2009
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 6/1/2009
B
Wisconsin 6/1/2009
B
Minnesota 6/1/2009
B
Wyoming 6/1/2009
B
Missouri 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/21/1994 - 06/01/2009 | SAN FRANCISCO, CA | |
B | 10/16/1991 - 06/01/2009 | SAN FRANCISCO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.