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Detailed Report
LOUIS COSMO CILIBERTI
LOUIS C CILIBERTI
CRD#: 2074634
IA
Investment Adviser
B
Broker
CONCURRENT INVESTMENT ADVISORS, LLCCRD#: 323135 980 old country Rd
Plainview, NY 11803
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 980 Old County Road
Plainview, NY 11803
Registration History
19952000200520102015202020252 FIRMS2008 - 2014 (5 years)IACONCURRENT INVESTMENT ADVISORS... (CRD# 323135)2024 - Present (<1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2020 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2014 - 2020 (6 years)BNORTH RIDGE SECURITIES CORP. (CRD# 27098)2006 - 2008 (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)2004 - 2006 (2 years)BWS GRIFFITH SECURITIES, INC. (CRD# 10410)1993 - 2004 (11 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1991 - 1992 (1 year)IATHRIVENT ADVISOR NETWORK, LLC (CRD# 304569)2021 - 2024 (3 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2017 - 2018 (1 year)IAPROFESSIONAL PLANNING SERVICES (CRD# 152702)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Colorado 8/7/2023
B
New York 9/10/2020
B
Connecticut 9/10/2020
IA
New York 11/29/2024
B
Nevada 11/2/2020
B
South Carolina 4/15/2024
B
New Jersey 9/10/2020
B
South Dakota 4/23/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCURRENT INVESTMENT ADVISORS, LLC (CRD#:323135)
980 old country Rd, Plainview, NY 11803
Registered with this firm since 11/29/2024
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
980 Old County Road, Plainview, NY 11803
Registered with this firm since 9/10/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/14/2021 - 12/24/2024 THRIVENT ADVISOR NETWORK, LLC (CRD#:304569) PLAINVIEW, NY
B
 07/21/2014 - 09/11/2020 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Plainview, NY
IA
 11/09/2017 - 12/31/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Plainview, NY
IA
 08/08/2008 - 07/22/2014 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 08/08/2008 - 07/22/2014 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) MELVILLE, NY
IA
 07/12/2013 - 07/22/2013 PROFESSIONAL PLANNING SERVICES (CRD#:152702) MELVILLE, NY
B
 11/17/2006 - 08/08/2008 NORTH RIDGE SECURITIES CORP. (CRD#:27098) MELVILLE, NY
B
 06/10/2004 - 11/15/2006 PARK AVENUE SECURITIES LLC (CRD#:46173) MELVILLE, NY
B
 02/25/1993 - 06/11/2004 WS GRIFFITH SECURITIES, INC. (CRD#:10410) HARTFORD, CT
B
 01/14/1991 - 12/10/1992 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.