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Detailed Report
Mark Stewart
Mark Steven Stewart
CRD#: 2074085
IA
Investment Adviser
B
Broker
M STEVENS WEALTH ADVISORS, LLCCRD#: 291482 3753 HOWARD HUGHES PARKWAY
SUITE 200
LAS VEGAS, NV 89169
M STEVENS SECURITIES, LLCCRD#: 296750 3753 Howard Hughes Parkway
SUITE 200
Las Vegas, NV 89169
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2017 - 2018 (1 year)BM STEVENS SECURITIES, LLC (CRD# 296750)2020 - Present (4 years)IAM STEVENS WEALTH ADVISORS, LLC (CRD# 291482)2018 - Present (7 years)BKINGSWOOD CAPITAL PARTNERS, LLC (CRD# 288898)2020 - 2023 (2 years)BASCENDIANT CAPITAL MARKETS, LLC (CRD# 152912)2016 - 2017 (1 year)BACCELERATED CAPITAL GROUP (CRD# 41270)1997 - 2014 (17 years)BFINANCE 500, INC. (CRD# 12981)2003 - 2005 (2 years)BEQUITY TRUST ADVISORS, INC. (CRD# 44799)1998 - 1999 (<1 year)BD. E. WINE INVESTMENTS INC. (CRD# 21188)1995 - 1996 (1 year)BEQUITRADE SECURITIES CORPORATION (CRD# 29558)1993 - 1995 (1 year)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1992 - 1993 (1 year)
Disclosure(s)
View By:
11/3/2023
Customer Dispute
Award / Judgment
License(s)

State Registrations

IA
Arizona 11/7/2024
B
Nevada 10/31/2024
IA
California 3/28/2018
B
New York 2/28/2021
B
California 11/30/2020
IA
Texas 8/31/2020
IA
Nevada 2/1/2022
IA
Washington 4/16/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
M STEVENS SECURITIES, LLC (CRD#:296750)
3753 Howard Hughes Parkway SUITE 200, Las Vegas, NV 89169
Laguna Hills, CA
Registered with this firm since 11/13/2020
IA
M STEVENS WEALTH ADVISORS, LLC (CRD#:291482)
3753 HOWARD HUGHES PARKWAY SUITE 200, LAS VEGAS, NV 89169
Registered with this firm since 3/28/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/30/2020 - 02/01/2023 KINGSWOOD CAPITAL PARTNERS, LLC (CRD#:288898) Irvine, CA
B
 03/17/2017 - 10/02/2018 ACCELERATED CAPITAL GROUP (CRD#:41270)
FINRA expelled the firm on 11/26/2019
Costa Mesa, CA
IA
 09/20/2017 - 04/06/2018 AMERICAN ASSET ADVISORY, LLC (CRD#:168444) COSTA MESA, CA
B
 03/03/2016 - 04/27/2017 ASCENDIANT CAPITAL MARKETS, LLC (CRD#:152912) JUPITER, FL
B
 03/11/1997 - 03/28/2014 ACCELERATED CAPITAL GROUP (CRD#:41270)
FINRA expelled the firm on 11/26/2019
IRVINE, CA
B
 06/06/2003 - 06/28/2005 FINANCE 500, INC. (CRD#:12981) IRVINE, CA
B
 08/13/1998 - 03/17/1999 EQUITY TRUST ADVISORS, INC. (CRD#:44799) IRVINE, CA
B
 01/25/1995 - 05/30/1996 D. E. WINE INVESTMENTS INC. (CRD#:21188)
FINRA expelled the firm on 12/19/2013
SPRING, TX
B
 09/27/1993 - 01/31/1995 EQUITRADE SECURITIES CORPORATION (CRD#:29558)
FINRA expelled the firm on 07/09/2003
LAKE FOREST, CA
B
 02/20/1992 - 09/11/1993 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
B
 07/26/1990 - 12/19/1990 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 07/26/1990 - 12/19/1990 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.