Individual Firm
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ROBERT DAVID HAGGARD
DAVID HAGGARD, R DAVID HAGGARD, ROBERT D HAGGARD
CRD#: 2073194
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APOLLON WEALTH MANAGEMENT, LLCCRD#: 291902 675 Ponce De Leon Ave NE
Suite 8500
Atlanta, GA 30308
Suite 8500
Atlanta, GA 30308
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Disclosures
19
Years of Experience
View By:
State Registrations
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Georgia 10/1/2024
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Texas 9/18/2024
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Registered with this firm since 9/18/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/09/2020 - 10/03/2024 | Altlanta, GA | |
IA | 06/06/2019 - 09/30/2020 | Alpharetta, GA | |
IA | 03/06/2018 - 06/05/2019 | Cumming, GA | |
IA | 09/18/2015 - 03/16/2018 | Cumming, GA | |
IA | 03/17/2009 - 06/15/2012 | ATLANTA, GA | |
IA | 02/06/2006 - 03/16/2009 | ATLANTA, GA | |
IA | 06/20/2002 - 12/31/2005 | DULUTH, GA | |
IA | 03/25/2002 - 06/20/2002 | CHARLOTTE, NC |
Cumming, GA
03/06/2018 - 06/05/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.