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Daniel Francis OHara
DAN FRANCIS O'HARA III, DANNY FRANCIS O'HARA III, DANIEL FRANCIS OHARA III, DANIEL FRANCIS OHARA
CRD#: 2071901
IA
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EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Wilmington, NC
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Wilmington, NC
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 4/4/2022
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Nebraska 4/4/2022
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Alaska 4/4/2022
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Nevada 4/4/2022
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Arizona 4/4/2022
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New Hampshire 4/4/2022
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Arkansas 4/4/2022
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New Jersey 4/4/2022
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California 4/4/2022
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New Mexico 4/4/2022
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Colorado 4/4/2022
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New York 4/4/2022
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Connecticut 4/4/2022
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North Carolina 4/4/2022
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Delaware 4/4/2022
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North Carolina 7/21/2022
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District of Columbia 4/4/2022
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North Dakota 4/4/2022
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Florida 4/6/2022
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Ohio 4/4/2022
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Georgia 4/4/2022
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Oklahoma 4/4/2022
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Hawaii 4/4/2022
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Oregon 4/4/2022
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Idaho 4/4/2022
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Pennsylvania 4/4/2022
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Illinois 4/4/2022
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Puerto Rico 4/4/2022
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Indiana 4/4/2022
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Rhode Island 4/4/2022
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Iowa 4/4/2022
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South Carolina 4/4/2022
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Kansas 4/4/2022
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South Dakota 4/4/2022
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Kentucky 4/4/2022
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Tennessee 4/4/2022
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Louisiana 4/4/2022
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Texas 4/4/2022
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Maine 4/4/2022
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Utah 4/4/2022
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Maryland 4/4/2022
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Vermont 4/4/2022
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Massachusetts 4/4/2022
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Virgin Islands 4/4/2022
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Michigan 4/4/2022
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Virginia 4/4/2022
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Minnesota 4/4/2022
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Washington 4/4/2022
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Mississippi 4/4/2022
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West Virginia 4/4/2022
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Missouri 4/4/2022
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Wisconsin 4/4/2022
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Montana 4/4/2022
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Wyoming 4/4/2022
SRO Registrations
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IA
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Registered with this firm since 4/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/19/2020 - 04/04/2022 | Hartford, CT | |
IA | 08/17/2020 - 11/29/2020 | Hartford, CT | |
B | 12/05/2016 - 06/12/2020 | SHELTON, CT | |
B | 05/07/2013 - 09/26/2014 | WESTPORT, CT | |
B | 06/14/2011 - 10/03/2011 | NEW YORK, NY | |
B | 09/01/2010 - 03/09/2011 | NEW YORK, NY | |
B | 07/13/2009 - 08/24/2010 | STAMFORD, CT | |
B | 06/05/2008 - 10/28/2008 | STAMFORD, CT | |
B | 09/15/2000 - 04/04/2008 | STAMFORD, CT | |
B | 02/18/1999 - 08/03/2000 | JERSEY CITY, NJ | |
B | 01/24/1996 - 02/22/1999 | NEW YORK, NY | |
B | 03/15/1991 - 01/24/1996 | NEW YORK, NY |
STAMFORD, CT
06/05/2008 - 10/28/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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