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BRIAN THOMAS MILLS
CRD#: 2071799
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5910 WILCOX PLACE SUITE F
DUBLIN, OH 43016
CETERA ADVISORS LLCCRD#: 10299 5910 WILCOX PLACE SUITE F
DUBLIN, OH 43016
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2010 - Present (14 years)BLPL FINANCIAL CORPORATION (CRD# 6413)1998 - 2010 (12 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1994 - 1998 (4 years)IACETERA ADVISORS LLC (CRD# 10299)2010 - 2024 (13 years)IALPL FINANCIAL CORPORATION (CRD# 6413)1999 - 2010 (11 years)IAMILLS FINANCIAL PLANNING, INC. (CRD# 119797)1999 - 2004 (5 years)
Disclosure(s)
View By:
3/1/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/25/2018

B
New Jersey 6/30/2020

B
District of Columbia 1/5/2022

B
New York 1/9/2023

B
Florida 11/18/2010

B
Ohio 11/18/2010

B
Illinois 8/1/2023

IA
Ohio 3/21/2024

B
Indiana 11/18/2010

B
Pennsylvania 11/18/2010

B
Louisiana 5/18/2015

B
South Carolina 6/2/2022

B
Michigan 4/4/2023

B
Texas 11/13/2015

B
Missouri 12/26/2017

IA
Texas 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5910 WILCOX PLACE SUITE F, DUBLIN, OH 43016
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
5910 WILCOX PLACE SUITE F, DUBLIN, OH 43016
Registered with this firm since 11/18/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2010 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
10/18/1999 - 11/23/2010 LPL FINANCIAL CORPORATION (CRD#:6413) DUBLIN, OH
B
07/17/1998 - 11/23/2010 LPL FINANCIAL CORPORATION (CRD#:6413) DUBLIN, OH
IA
08/09/1999 - 12/31/2004 MILLS FINANCIAL PLANNING, INC. (CRD#:119797) HILLIARD, OH
B
01/12/1994 - 08/03/1998 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.