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DANIEL ETHAN DODGEN
CRD#: 2071798
IA
Investment Adviser
B
Broker
SOVRAN ADVISORS, LLCCRD#: 329415 3200 Park Center Dr.
Suite 1240
Costa Mesa, CA 92626
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3200 PARK CENTER DR
STE 1240
COSTA MESA, CA 92626
Registration History
199019952000200520102015202020252 FIRMS2002 - 2017 (14 years)2 FIRMS2017 - 2024 (7 years)3 FIRMS2024 - Present (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2014 - 2015 (<1 year)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2002 - 2007 (5 years)BAXA ADVISORS, LLC (CRD# 6627)1990 - 2002 (11 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1990 - 2000 (9 years)IAAXA ADVISORS, LLC (CRD# 6627)2000 - 2002 (2 years)
Disclosure(s)
View By:
7/27/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/7/2024

B
New Mexico 2/27/2024

B
California 2/23/2024

B
North Carolina 3/7/2024

IA
California 2/23/2024

B
Ohio 2/22/2024

B
Colorado 2/23/2024

B
Oregon 2/26/2024

B
Connecticut 2/22/2024

B
Puerto Rico 3/18/2024

B
Florida 2/23/2024

B
South Carolina 2/29/2024

B
Hawaii 5/8/2024

IA
Texas 2/22/2024

B
Idaho 2/23/2024

B
Texas 2/23/2024

B
Michigan 2/26/2024

B
Utah 2/22/2024

B
Missouri 9/27/2024

B
Virginia 2/23/2024

B
Montana 2/27/2024

B
Washington 3/7/2024

B
Nevada 2/23/2024

B
Wisconsin 2/22/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOVRAN ADVISORS, LLC (CRD#:329415)
3200 Park Center Dr. Suite 1240, Costa Mesa, CA 92626
Registered with this firm since 2/23/2024

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3200 PARK CENTER DR STE 1240, COSTA MESA, CA 92626
Irvine, CA
Registered with this firm since 2/22/2024

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3200 PARK CENTER DR SUITE 1240, COSTA MESA, CA 92626
Irvine, CA
Registered with this firm since 2/22/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/25/2017 - 03/06/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) Costa Mesa, CA
B
03/25/2017 - 03/06/2024 MML INVESTORS SERVICES, LLC (CRD#:10409) Costa Mesa, CA
IA
07/15/2002 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SAN JOSE, CA
B
06/21/2002 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SAN JOSE, CA
B
04/14/2014 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) FOSTER CITY, CA
B
06/21/2002 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) IRVINE, CA
IA
02/09/2000 - 06/19/2002 AXA ADVISORS, LLC (CRD#:6627) SAN DIEGO, CA
B
09/10/1990 - 06/19/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
09/10/1990 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.