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ELYSABETH LAURA DALTON
BETTY DALTON, ELYSABETH L DALTON, ELYSABETH LAURA DALTON-BYRNE, ELYSABETH LAURA VANWINKLE
CRD#: 2071009
IA
B
SYNOVUS SECURITIES, INC.CRD#: 14023 960 BUFORD HIGHWAYY
CUMMING, GA 30041
CUMMING, GA 30041
0
Disclosures
31
Years of Experience
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State Registrations
B
Alabama 10/18/2001
B
Mississippi 3/2/2005
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Alabama 3/2/2005
B
Missouri 1/3/2019
B
Arizona 7/22/2021
IA
Missouri 1/3/2019
B
California 10/18/2001
B
New York 1/2/2019
IA
California 11/9/2012
IA
New York 4/5/2021
B
Florida 10/18/2001
B
North Carolina 11/10/2010
IA
Florida 2/4/2004
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North Carolina 5/6/2014
B
Georgia 10/18/2001
B
Ohio 3/21/2016
IA
Georgia 1/22/2004
IA
Ohio 3/21/2016
IA
Illinois 1/9/2023
B
Oklahoma 7/24/2024
B
Illinois 1/13/2023
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Oklahoma 7/25/2024
B
Kentucky 7/7/2022
B
Oregon 2/1/2021
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Kentucky 7/7/2022
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Oregon 2/1/2021
B
Louisiana 1/3/2017
B
South Carolina 11/28/2007
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Louisiana 1/3/2017
B
Tennessee 10/18/2001
B
Maryland 1/3/2017
B
Texas 1/4/2012
IA
Maryland 1/17/2017
B
Virginia 12/10/2007
B
Michigan 1/25/2024
IA
Virginia 6/12/2012
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Michigan 1/29/2024
B
Wisconsin 1/28/2016
SRO Registrations
B
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IA
Registered with this firm since 1/22/2004
B
Registered with this firm since 10/18/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/10/1993 - 10/23/2001 | NEW YORK, NY | |
B | 09/15/1993 - 10/27/1993 | PURCHASE, NY | |
B | 09/18/1991 - 03/05/1992 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.