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BRIAN Thomas TOMASKA
BRIAN THOMAS TOMASKA, BRIAN TOMASKA
CRD#: 2069113
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
19952000200520102015202020252 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2019 (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2009 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2008 (<1 year)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2005 - 2007 (1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1999 - 2005 (6 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 1999 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1995 - 1995 (<1 year)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1994 - 1994 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - 2019 (6 years)
License(s)

State Registrations

B
Alabama 11/15/2024

B
Mississippi 11/15/2024

B
Alaska 11/15/2024

B
Missouri 11/15/2024

B
Arizona 11/15/2024

B
Montana 11/15/2024

B
Arkansas 11/15/2024

B
Nevada 11/15/2024

B
California 11/15/2024

B
New Hampshire 11/15/2024

B
Colorado 11/15/2024

B
New Mexico 11/15/2024

B
Connecticut 4/13/2022

B
New York 4/14/2022

IA
Connecticut 4/13/2022

B
North Carolina 11/15/2024

B
Delaware 11/15/2024

B
Ohio 11/15/2024

B
District of Columbia 11/15/2024

B
Oregon 11/15/2024

B
Florida 4/14/2022

B
Pennsylvania 11/15/2024

B
Georgia 11/15/2024

B
Rhode Island 4/14/2022

B
Hawaii 11/15/2024

B
South Carolina 11/15/2024

B
Idaho 11/15/2024

B
South Dakota 11/15/2024

B
Illinois 11/15/2024

B
Tennessee 11/15/2024

B
Indiana 11/15/2024

B
Texas 11/15/2024

B
Iowa 11/15/2024

B
Utah 11/15/2024

B
Kentucky 11/15/2024

B
Vermont 11/15/2024

B
Louisiana 11/15/2024

B
Virginia 11/15/2024

B
Maine 11/15/2024

B
Washington 11/15/2024

B
Maryland 11/15/2024

B
West Virginia 11/15/2024

B
Massachusetts 4/13/2022

B
Wisconsin 11/15/2024

B
Michigan 11/15/2024

B
Wyoming 11/15/2024

B
Minnesota 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 4/13/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 4/13/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/10/2019 - 04/19/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FARMINGTON, CT
B
09/09/2019 - 04/19/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FARMINGTON, CT
IA
10/15/2012 - 07/11/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WELLESLEY, MA
B
03/22/2010 - 07/11/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WELLESLEY, MA
B
04/24/2008 - 10/16/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) ALLENTOWN, PA
B
11/02/2007 - 01/17/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
12/01/2005 - 05/04/2007 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
05/03/1999 - 12/01/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
06/18/1998 - 04/30/1999 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
01/20/1995 - 03/09/1995 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
10/19/1994 - 11/15/1994 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.