Individual Firm
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JEFFREY EDWARD HALE
CRD#: 2068694
IA
B
MORGAN STANLEYCRD#: 149777 1650 Tysons Boulevard
Suite 1000
Mclean, VA 22102
Suite 1000
Mclean, VA 22102
View By:
4/16/2002
Customer Dispute
Closed-No Action
State Registrations
B
Arizona 4/1/2024
B
Ohio 8/11/2017
B
California 8/11/2017
B
Oklahoma 10/6/2021
B
Colorado 1/29/2021
B
Oregon 8/11/2017
B
Connecticut 8/5/2020
B
Pennsylvania 8/11/2017
B
District of Columbia 8/11/2017
B
Puerto Rico 1/5/2021
B
Florida 8/11/2017
B
Rhode Island 1/16/2020
B
Georgia 3/24/2021
B
South Carolina 5/29/2019
B
Illinois 8/15/2017
B
South Dakota 10/3/2022
B
Indiana 8/11/2017
B
Tennessee 8/11/2017
B
Maine 11/15/2022
B
Texas 8/11/2017
B
Maryland 8/11/2017
IA
Texas 8/11/2017
B
Massachusetts 8/11/2017
B
Utah 5/1/2024
B
Michigan 2/28/2023
B
Vermont 4/10/2024
B
Missouri 11/6/2019
B
Virgin Islands 8/11/2017
B
Montana 1/25/2023
B
Virginia 8/11/2017
B
New Jersey 8/11/2017
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Virginia 8/11/2017
B
New York 8/11/2017
B
Washington 8/11/2017
B
North Carolina 8/11/2017
B
West Virginia 10/25/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/11/2017
B
Registered with this firm since 8/11/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/1998 - 08/14/2017 | VIENNA, VA | |
B | 05/18/1998 - 08/14/2017 | VIENNA, VA | |
B | 12/01/1995 - 04/30/1998 | DENVER, CO | |
B | 08/03/1994 - 11/14/1995 | NEW YORK, NY | |
B | 08/27/1990 - 08/23/1994 | NEW YORK, NY |
NEW YORK, NY
08/27/1990 - 08/23/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.