• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANN MARIE FITZPATRICK
CRD#: 2068389
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
199019952000200520102015202020252 FIRMS2011 - Present (14 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1996 - 2009 (13 years)BPORTSMOUTH FINANCIAL SERVICES (CRD# 13980)1994 - 1995 (1 year)BMAIN STREET MANAGEMENT COMPANY (CRD# 547)1990 - 1991 (1 year)
License(s)

State Registrations

B
Arizona 9/19/2012

B
Nevada 1/20/2011

B
California 1/20/2011

B
New Jersey 1/23/2024

IA
California 1/21/2011

B
New Mexico 2/18/2015

B
Colorado 1/17/2014

B
New York 1/20/2011

B
Connecticut 7/11/2024

B
North Carolina 1/20/2011

B
Florida 4/19/2011

B
Oregon 9/19/2012

B
Hawaii 6/12/2020

B
Pennsylvania 8/20/2015

B
Idaho 8/20/2015

B
South Carolina 8/20/2015

B
Illinois 2/18/2015

B
Tennessee 4/7/2021

B
Maine 8/20/2015

B
Texas 8/20/2015

B
Maryland 2/18/2015

IA
Texas 8/20/2015

B
Massachusetts 11/12/2014

B
Virginia 1/20/2011

B
Michigan 9/24/2014

B
Washington 4/19/2011

B
Montana 11/15/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Registered with this firm since 1/21/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Registered with this firm since 1/20/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/30/1996 - 07/01/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
B
01/05/1994 - 10/23/1995 PORTSMOUTH FINANCIAL SERVICES (CRD#:13980) SAN FRANCISCO, CA
B
07/12/1990 - 07/16/1991 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.