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Detailed Report
DAVID CLARK DEAN
CRD#: 2067447
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1201 WINTERSON ROAD
SUITE 130
LINTHICUM HEIGHTS, MD 21090
Registration History
19901995200020052010201520202025IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - Present (21 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1999 - Present (26 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1990 - 2001 (11 years)
License(s)

State Registrations

B
Delaware 8/19/2005
B
North Carolina 11/8/2005
IA
Delaware 7/7/2022
IA
North Carolina 11/9/2005
B
District of Columbia 1/22/1999
B
Pennsylvania 8/31/2007
IA
District of Columbia 6/30/2003
IA
Pennsylvania 9/7/2007
B
Florida 9/13/2013
B
South Carolina 10/26/2004
IA
Florida 9/17/2013
IA
South Carolina 9/28/2020
B
Maine 2/5/2007
B
Virginia 1/21/1999
IA
Maine 3/19/2007
IA
Virginia 6/26/2003
B
Maryland 11/1/1999
B
Washington 8/9/2022
IA
Maryland 6/26/2003
IA
Washington 8/9/2022
B
Mississippi 12/1/2004
B
West Virginia 11/1/1999
B
New Mexico 6/17/2015
IA
West Virginia 11/10/2005
IA
New Mexico 6/17/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1201 WINTERSON ROAD SUITE 130, LINTHICUM HEIGHTS, MD 21090
Registered with this firm since 6/26/2003
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1201 WINTERSON ROAD SUITE 130, LINTHICUM HEIGHTS, MD 21090
Registered with this firm since 1/21/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/15/1990 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.