Individual Firm
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Randall Kevin Gregg
RANDY GREGG
CRD#: 2066152
IA
B
EDWARD JONESCRD#: 250 2332 STATE HIGHWAY 2
MT AYR, IA 50854
MT AYR, IA 50854
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12/1/2008
Customer Dispute
Denied
State Registrations
B
Arizona 12/16/1998
B
Minnesota 5/10/2001
B
Arkansas 10/28/2013
B
Missouri 12/16/1998
B
California 11/23/2001
B
Montana 8/8/2013
B
Colorado 12/16/1998
B
Nebraska 2/1/2001
B
Florida 12/18/1998
B
New York 3/24/2006
B
Illinois 8/4/2005
B
North Carolina 7/26/2019
B
Indiana 5/23/2023
B
Oklahoma 7/25/2003
B
Iowa 12/18/1998
B
Texas 12/16/1998
IA
Iowa 2/6/2007
IA
Texas 12/7/2018
B
Kansas 5/21/2004
B
Virginia 12/12/2023
B
Massachusetts 1/30/2023
B
Wisconsin 7/17/2013
B
Michigan 12/14/2023
B
Wyoming 12/22/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/6/2007
B
Registered with this firm since 12/16/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/06/1996 - 12/04/1998 | ST. LOUIS, MO | |
B | 12/13/1994 - 03/07/1996 | DES MOINES, IA | |
B | 07/23/1990 - 12/14/1994 | NEWARK, NJ | |
B | 07/23/1990 - 12/10/1993 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.