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Detailed Report
Barbara R Key
BARBARA RUBAL KEY, BARBARA ANN RUBAL
CRD#: 2065886
IA
Investment Adviser
B
Broker
SANCTUARY ADVISORS, LLCCRD#: 226606 727 W HARGETT STREET
SUITE 211
RALEIGH, NC 27603
SANCTUARY SECURITIES, INC.CRD#: 205 727 W HARGETT STREET
SUITE 211
RALEIGH, NC 27603
Registration History
19952000200520102015202020252 FIRMS2022 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2021 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1999 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2021 (5 years)
License(s)

State Registrations

B
North Carolina 1/7/2022
IA
North Carolina 1/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SANCTUARY ADVISORS, LLC (CRD#:226606)
727 W HARGETT STREET SUITE 211, RALEIGH, NC 27603
Registered with this firm since 1/7/2022
B
SANCTUARY SECURITIES, INC. (CRD#:205)
727 W HARGETT STREET SUITE 211, RALEIGH, NC 27603
Registered with this firm since 1/7/2022
Previous Registration(s)
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IA
 03/02/2016 - 12/16/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
 12/15/2015 - 12/16/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RALEIGH, NC
B
 06/28/1993 - 08/27/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.