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SANDRA GALE ARNOLD
SANDY ARNOLD, SANDRA GALE CUNNINGHAM, SANDY CUNNINGHAM, SANDRA GALE DOOLEY, SANDY DOOLEY
CRD#: 2065723
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 110 Franklin Road SE
Suite 500
Roanoke, VA 24011
Suite 500
Roanoke, VA 24011
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 11/7/2016
B
Nevada 11/7/2016
B
Arkansas 11/7/2016
B
New Jersey 11/7/2016
B
California 11/7/2016
B
New York 11/7/2016
B
Colorado 11/7/2016
B
North Carolina 11/7/2016
B
Connecticut 11/7/2016
B
Ohio 11/7/2016
B
Delaware 11/7/2016
B
Oregon 11/7/2016
B
District of Columbia 11/7/2016
B
Pennsylvania 11/7/2016
B
Florida 11/7/2016
B
Rhode Island 11/7/2016
B
Georgia 11/7/2016
B
South Carolina 11/7/2016
B
Illinois 11/7/2016
B
Tennessee 11/7/2016
B
Indiana 11/7/2016
B
Texas 11/7/2016
B
Kansas 11/7/2016
IA
Texas 11/7/2016
B
Kentucky 11/7/2016
B
Utah 11/7/2016
B
Louisiana 11/7/2016
B
Virginia 11/7/2016
B
Maryland 11/7/2016
IA
Virginia 11/8/2016
B
Massachusetts 11/7/2016
B
Washington 11/7/2016
B
Michigan 11/7/2016
B
West Virginia 11/7/2016
B
Minnesota 11/7/2016
B
Wisconsin 11/7/2016
B
Missouri 11/7/2016
B
Wyoming 11/7/2016
SRO Registrations
B
B
B
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IA
Registered with this firm since 11/7/2016
B
Registered with this firm since 11/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2011 - 11/08/2016 | ROANOKE, VA | |
B | 06/15/2002 - 11/08/2016 | ROANOKE, VA | |
B | 07/07/2000 - 06/15/2002 | CHARLOTTE, NC | |
B | 09/14/1999 - 07/18/2000 | NEW YORK, NY | |
B | 06/22/1990 - 04/02/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.