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SUZIE P SAWYER
PATRICIA PIERCE SAWYER, PATRICIA SUE PIERCE SAWYER, SUZIE PIERCE SAWYER
CRD#: 2065686
IA
B
STIFEL INDEPENDENT ADVISORS, LLCCRD#: 28218 2304 14TH STREET
GULFPORT, MS 39501
GULFPORT, MS 39501
0
Disclosures
33
Years of Experience
View By:
State Registrations
B
Alabama 3/3/2006
B
New Jersey 8/18/2023
B
California 4/24/2013
B
New Mexico 3/6/2006
B
Florida 3/3/2006
B
Pennsylvania 2/21/2019
B
Georgia 11/22/2016
B
South Carolina 4/25/2018
B
Louisiana 3/6/2006
B
Tennessee 12/1/2014
B
Mississippi 3/3/2006
IA
Texas 10/22/2009
IA
Mississippi 4/7/2006
B
Texas 1/2/2014
B
Missouri 3/3/2006
B
Washington 12/23/2008
B
Nebraska 9/19/2024
SRO Registrations
B
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IA
Registered with this firm since 4/7/2006
B
Registered with this firm since 3/3/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2002 - 03/06/2006 | GULFPORT, MS | |
B | 05/16/2002 - 03/06/2006 | GULFPORT, MS | |
IA | 05/12/2000 - 05/22/2002 | BILOXI, MS | |
B | 05/12/2000 - 05/22/2002 | NEW YORK, NY | |
B | 12/21/1993 - 06/09/2000 | ST. LOUIS, MO | |
B | 05/07/1992 - 02/23/1994 | NEW YORK, NY | |
B | 03/15/1993 - 01/06/1994 | WEEHAWKEN, NJ | |
B | 08/24/1990 - 07/30/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.