Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Ivan Parry
Ivan Arthur Parry, Ivan Parry Jr.
CRD#: 2063545
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
SCF SECURITIES, INC.CRD#: 47275 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
199019952000200520102015202020252 FIRMS2014 - 2022 (7 years)2 FIRMS2022 - Present (3 years)BSCF SECURITIES, INC. (CRD# 47275)2023 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)2012 - 2013 (<1 year)BWITENBERG INVESTMENT COMPANIES... (CRD# 42372)2004 - 2011 (6 years)BNATIONAL CLEARING CORP. (CRD# 14343)2001 - 2004 (3 years)BSCHONFELD SECURITIES, LLC (CRD# 23304)2001 - 2001 (<1 year)BJ.B. OXFORD & COMPANY (CRD# 14343)2000 - 2001 (<1 year)BEVEREN CLEARING LLC (CRD# 15879)1996 - 1998 (2 years)BCROWELL, WEEDON & CO. (CRD# 193)1990 - 1996 (5 years)
License(s)

State Registrations

B
Alaska 1/10/2024
B
New Jersey 1/23/2024
B
Arkansas 10/11/2023
B
New Mexico 1/10/2024
B
California 2/22/2022
B
New York 3/8/2024
IA
California 2/23/2022
B
Ohio 1/10/2024
B
Georgia 10/17/2023
B
Pennsylvania 10/3/2023
B
Massachusetts 2/22/2022
B
South Carolina 5/2/2024
B
Montana 1/10/2024
B
Washington 3/8/2024
B
Nebraska 1/10/2024
B
West Virginia 1/10/2024
B
Nevada 11/15/2023
B
Wisconsin 1/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
SCF SECURITIES, INC. (CRD#:47275)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 7/3/2023
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 2/23/2022
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 2/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/11/2014 - 02/14/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) BURBANK, CA
B
 08/14/2014 - 02/14/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) BURBANK, CA
B
 10/26/2012 - 01/10/2013 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
B
 12/15/2004 - 03/30/2011 WITENBERG INVESTMENT COMPANIES, INC. (CRD#:42372) BEVERLY HILLS, CA
B
 03/22/2001 - 11/12/2004 NATIONAL CLEARING CORP. (CRD#:14343) SHERMAN OAKS, CA
B
 03/01/2001 - 03/20/2001 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
B
 10/18/2000 - 02/28/2001 J.B. OXFORD & COMPANY (CRD#:14343) SHERMAN OAKS, CA
B
 11/19/1996 - 11/10/1998 EVEREN CLEARING LLC (CRD#:15879) MILWAUKEE, WI
B
 12/20/1990 - 03/06/1996 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.