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KENNETH SCOTT LEE
CRD#: 2062276
IA
Investment Adviser
B
Broker
CLG LLCCRD#: 282605 4821 E 2ND STREET
LONG BEACH, CA 90803
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 4821 E. 2nd Street
Long Beach, CA 90803
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2023 (20 years)IACLG LLC (CRD# 282605)2017 - Present (7 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2024 - Present (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2002 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 1998 (2 years)BBARABAN SECURITIES, INC. (CRD# 7659)1995 - 1996 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - 2023 (<1 year)IAMORGAN STANLEY (CRD# 7556)1999 - 2002 (3 years)
License(s)

State Registrations

IA
California 3/25/2017

B
North Carolina 1/2/2024

B
California 1/2/2024

B
Oregon 1/2/2024

B
Michigan 1/2/2024

B
Pennsylvania 1/2/2024

B
Nevada 1/2/2024

B
Washington 1/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CLG LLC (CRD#:282605)
4821 E 2ND STREET, LONG BEACH, CA 90803
Registered with this firm since 3/25/2017

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
4821 E. 2nd Street, Long Beach, CA 90803
Registered with this firm since 1/2/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/29/2023 - 12/31/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) LONG BEACH, CA
B
02/14/2003 - 12/31/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
IA
03/25/2003 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LONG BEACH, CA
IA
07/09/1999 - 11/22/2002 MORGAN STANLEY (CRD#:7556) SANTA ANA, CA
B
10/12/1998 - 11/22/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
12/21/1995 - 10/08/1998 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/10/1995 - 02/15/1996 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.