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Detailed Report
WALLACE BRUCE MASON
CRD#: 2060551
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Investment Adviser
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Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 400 East Rutherford St., Suite 300
Landrum, SC 29356
Registration History
1995200020052010201520202025IAADVISORY SERVICES NETWORK (CRD# 146051)2018 - Present (7 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2005 - 2018 (12 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2000 - 2005 (4 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1999 - 2000 (1 year)BWACHOVIA CAPITAL MARKETS, INC. (CRD# 44964)1998 - 1999 (<1 year)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1997 - 1998 (1 year)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1992 - 1993 (1 year)
License(s)

State Registrations

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South Carolina 3/5/2018
Current Registration(s)
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ADVISORY SERVICES NETWORK (CRD#:146051)
400 East Rutherford St., Suite 300, Landrum, SC 29356
Wadmalaw Island, SC
Registered with this firm since 3/5/2018
Previous Registration(s)
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 09/06/2005 - 01/26/2018 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) WINSTON SALEM, NC
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 11/15/2000 - 09/13/2005 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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 04/01/1999 - 11/06/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
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 06/01/1998 - 04/01/1999 WACHOVIA CAPITAL MARKETS, INC. (CRD#:44964) WINSTON SALEM, NC
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 04/04/1997 - 06/01/1998 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
B
 02/21/1992 - 12/31/1993 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.